Fit and Proper Requirements
1. Johan Edward Hoole - The Financial Adviser date of appointment by the FSP is: 01/06/2000
The Financial Adviser has experience in the rendering of advice and intermediary services in the financial services industry since: 01/07/1996
The Financial Adviser complies with the fit and proper requirements relating to personal character qualities of honesty and integrity.
2. Petronella Magaretha Hoole -The Financial Adviser date of appointment by the FSP is: 01/06/2000
The Financial Adviser has experience in the rendering of advice and intermediary services in the financial services industry since: 01/09/2012
The Financial Adviser complies with the fit and proper requirements relating to personal character qualities of honesty and integrity.
3. Röhan Hoole - BCom (ECON and INTERNATIONAL TRADE) Post graduate DIPL. (MANAGEMENT)
The Financial Adviser date of appointment by the FSP is: 14/11/2016
The Financial Adviser has experience in the rendering of advice and intermediary services in the financial services industry since: 01/12/2017
The Financial Adviser complies with the fit and proper requirements relating to personal character qualities of honesty and integrity.
Contractual Arrangement with Product Suppliers / Companies
No product supplier or investment company holds any shares in JH Brokers nor is it associated with any such institution.
JH Brokers is contracted with and can market the products of the following institutions:
Absa Trust
AIMS
Bonitas
Discovery
Medshield
Cura
Liberty
Old Mutual
Old Mutual Insure
Profmed
PPS
Sanlam
Medihelp
Momentum
Momentum STI
Momentum Multiply
Fedhealth
Xelus
Contact us for more information on the above.
Remuneration
The JH Brokers and the Financial Adviser is remunerated by way of commission and fees payable by product suppliers and companies as set out on the quotation provided to clients.
The JH Brokers / Financial Adviser has received more than 30% of its remuneration in the preceding 12 months from the following product supplier(s)/companies: Momentum
Professional Indemnity Insurance
JH Brokers holds insurance with: AON (with Arch Underwriting Managers at Lloyd’s (South Africa) (Pty)Ltd on behalf of Syndicate 2012.
Rendering of Financial Services
JH Brokers warrants that any Financial Adviser that renders financial services (advice and/or intermediary services) to a client complies with:
• The Fit and Proper requirements in terms of the Financial Advisory and Intermediary Services Act insofar as the personal character qualities of honesty and integrity, competence regarding experience, qualifications and knowledge tested through regulatory examinations as well as applicable continuous professional development, unless otherwise indicated that such person is rendering services under supervision for finalisation of any of the competence requirements; and
• Possess the necessary operational ability, processes and procedure to render financial services.
Without in any way limiting and subject to the provisions of the services agreement, JH Brokers accepts responsibility for the lawful actions of the Financial Adviser / Representative in rendering financial services within the course and scope of his/her employment.
Financial Intelligence Centre Act
JH Brokers is registered as an accountable institution with the Financial Intelligence Centre and shall be obliged to record and verify client information in the manner prescribed by FICA.
JH Brokers is also required to report unusual and suspicious financial activities where so obligated by FICA.